主要统计指标解释
科技活动 指在自然科学、农业科学、医药科学、工程与技术科学、人文与社会科学领域(简称科学技术领域)中,与科技知识的产生、发展、传播和应用密切相关的有组织的活动。可分为研究与试验发展(R&D)、研究与试验发展成果应用及相关的科技服务三类活动。该定义是联合国教科文组织考虑成员国特别是发展中国家开展科技统计工作的需要,而对科技活动所作的统计界定。
科技活动人员 指直接从事科技活动、以及专门从事科技活动管理和为科技活动提供直接服务,累计的实际工作时间占全年制度工作时间10%及以上的人员。(1)直接从事科技活动的人员包括: 在独立核算的科学研究与技术开发机构、高等学校、各类企业及其他事业单位内设的研究室、实验室、技术开发中心及中试车间(基地)等机构中从事科技活动的研究人员、工程技术人员、技术工人及其它人员; 虽不在上述机构工作,但编入科技活动项目(课题)组的人员; 科技信息与文献机构中的专业技术人员; 从事论文设计的研究生等。(2)专门从事科技活动管理和为科技活动提供直接服务的人员,包括: 独立核算的科学研究与技术开发机构、科技信息与文献机构、高等学校、各类企业及其他事业单位主管科技工作的负责人,专门从事科技活动的计划、行政、人事、财务、物资供应、设备维护、图书资料管理等工作的各类人员,但不包括保卫、医疗保健人员、司机、食堂人员、茶炉工、水暖工、清洁工等为科技活动提供间接服务的人员。该指标用来反映投入科技活动人力的规模。
研究与试验发展(R&D) 指在科学技术领域,为增加知识总量、以及运用这些知识去创造新的应用进行的系统的创造性的活动,包括基础研究、应用研究、试验发展三类活动。国际上通常采用R&D 活动的规模和强度指标反映一国的科技实力和核心竞争力。
基础研究 指为了获得关于现象和可观察事实的基本原理的新知识(揭示客观事物的本质、运动规律,获得新发现、新学说)而进行的实验性或理论性研究,它不以任何专门或特定的应用或使用为目的。其成果以科学论文和科学著作为主要形式。用来反映知识的原始创新能力。
应用研究 指为获得新知识而进行的创造性研究,主要针对某一特定的目的或目标。应用研究是为了确定基础研究成果可能的用途,或是为达到预定的目标探索应采取的新方法(原理性)或新途径。其成果形式以科学论文、专著、原理性模型或发明专利为主。用来反映对基础研究成果应用途径的探索。
试验发展 指利用从基础研究、应用研究和实际经验所获得的现有知识,为产生新的产品、材料和装置,建立新的工艺、系统和服务,以及对已产生和建立的上述各项作实质性的改进而进行的系统性工作。其成果形式主要是专利、专有技术、具有新产品基本特征的产品原型或具有新装置基本特征的原始样机等。在社会科学领域,试验发展是指把通过基础研究、应用研究获得的知识转变成可以实施的计划(包括为进行检验和评估实施示范项目)的过程。人文科学领域没有对应的试验发展活动。主要反映将科研成果转化为技术和产品的能力,是科技推动经济社会发展的物化成果。
研究与试验发展人员 指参与研究与试验发展项目研究、管理和辅助工作的人员, 包括项目(课题)组人员, 企业科技行政管理人员和直接为项目(课题)活动提供服务的辅助人员。反映投入从事拥有自主知识产权的研究开发活动的人力规模。
研究与试验发展人员全时当量 指全时人员数加非全时人员按工作量折算为全时人员数的总和。例如: 有两个全时人员和三个非全时人员( 工作时间分别为20%、30% 和70%),则全时当量为2+0.2+0.3+0.7=3.2
人年。为国际上比较科技人力投入而制定的可比指标。
专业技术人员 指从事专业技术工作和专业技术管理工作的人员,即企事业单位中已经聘任专业技术职务从事专业技术工作和专业技术管理工作的人员,以及未聘任专业技术职务,现在专业技术岗位上工作的人员。包括工程技术人员,农业技术人员,科学研究人员,卫生技术人员,教学人×100%员,经济人员,会计人员,统计人员,翻译人员,图书资料、档案、文博人员,新闻出版人员,律师、公证人员,广播电视播音人员,工艺美术人员,体育人员,艺术人员及企业政治思想工作人员,共十七个专业技术职务类别。用来反映科技人力资源情况。
专利 是专利权的简称,是对发明人的发明创造经审查合格后,由专利局依据专利法授予发明人和设计人对该项发明创造享有的专有权。包括发明、实用新型和外观设计。反映拥有自主知识产权的科技和设计成果情况。
发明 指对产品、方法或者其改进所提出的新的技术方案。是国际通行的反映拥有自主知识产权技术的核心指标。
实用新型 指对产品的形状、构造或者其结合所提出的适于实用的新的技术方案。反映具有一定技术含量的技术成果情况。
外观设计 指对产品的形状、图案、色彩或者其结合所作出的富有美感并适于工业上应用的新设计。反映拥有自主知识产权的外观设计成果情况。
普通高等学校 指按照国家规定的设置标准和审批程序批准举办的,通过全国普通高等学校统一招生考试,招收高中毕业生为主要培养对象,实施高等教育的全日制大学、独立设置的学院和高等专科学校、高等职业学校和其他机构。大学、独立设置的学院主要实施本科层次以上教育,高等专科学校、高等职业学校实施专科层次教育,其他机构是承担国家普通招生计划任务不计校数的机构。包括普通高等学校分校和批准筹建的普通高等学校等。
成人高等学校 指按照国家规定的设置标准和审批程序批准举办的,通过全国成人高等学校统一招生考试,招收具有高中毕业或同等学历的在职从业人员为主要培养对象,利用函授、业余、脱产等多种形式对其实施高等学历教育的学校。包括职工高等学校、农民高等学校、管理干部学院、教育学院、独立函授学院、广播电视大学、其他机构等。其他机构是承担国家成人招生计划任务不计校数的机构。
小学学龄儿童入学率 指调查范围内已入小学学习的学龄儿童占校内外学龄儿童总数(包括弱智儿童,不包括盲聋哑儿童)的比重。计算公式为:
小学学龄儿童入学率=已入小学学习的学龄儿童数/校内外学龄儿童总数×100%
Explanatory Notes on Main Statistical
Indicators
Scientific and Technological Activities (S&T Activities) refer to organized activities which are closely related with the creation, development, dissemination and application of the scientific and technical knowledge in the fields of natural sciences, agricultural science, medical science, engineering and technological science, humanities and social sciences (referred to as scientific and technological fields). S&T activities can be classified into 3 categories: research and development (R&D) activities, application of R&D results, and related S&T services. This statistical definition is made by UNICHIEF for scientific and technological activities to meet the need of carrying out statistical work in this field for its member countries in particular those developing countries.
Personnel Engaged in S&T Activities refer to personnel directly engaged in S&T activities, in the management of S&T activities, and in providing direct service to S&T activities, who sp end over 10% of the total working hours in a year in S&T activities. (1) Personnel directly engaged in S&T activities include researchers, engineers, technicians and other related personnel engaged in S&T activities in independent-accounting R&D institutions, institutions of higher learning, and in research institutes, laboratories, technology development centers and central experiment workshops under enterprises and institutions. Also included are people working in S&T research project teams, professional and technical personnel working in S&T information archiving institutes, and graduate students working on the design of their thesis. (2) Personnel engaged in the management of S&T activities and in providing direct service to S&T activities include senior management people responsible for S&T activities in independent -accounting R&D institutions, S&T information archiving institutes, institutions of higher learning, and in enterprises and institutions where S&T activities are undertaken. Also included are people responsible for the planning, administration, personnel management, financial management, logistics supply, equipment maintenance, information and library management that are related with S&T activities. People providing indirect services are excluded, such as security, medical service, drivers, plumbers, cleaners and those providing catering and related service. This indicator reflects the size of personnel engaged in S&T activities.
Research and Development (R&D) refers to systematic and creative activities in the field of science and technology aiming at increasing the knowledge and using the knowledge for new application. R&D includes 3 categories of activities: basic research, applied research and experiments and development. The scale and intensity of R&D are widely used internationally to reflect the strength of S&T and the core competitiveness of a country in the world.
Basic Research refers to empirical or theoretical research aiming at obtaining new knowledge on the fundament al principles of phenomena of observable facts to reveal the nature and law of movement of objects and to acquire new discoveries or new theories. Basic research takes no specific or designated application as the aim of the research. Results of basic research are mainly released or disseminated in the form of scientific papers or monographs. This indicator reflects the original innovation capacity for original knowledge.
Applied research refers to creative research aiming at obtaining new knowledge on a specific objective or target. Purpose of the applied research is to identify the possible use of results from basic research, or to explore new (fundamental) methods or new approaches. Results of applied research are expressed in the form of scientific papers , monographs, fundamental models or invention patents. This indicator reflects the exploration of ways to apply the results of basic research.
Experiments and Development refer to systematic activities aiming at using the knowledge from basic and applied researches or from practical experience to develop new products, materials and equipment, to establish new production process, systems and services, or to make substantial improvement on the existing products, process or services. Results of experiment and development activities are embodied in patents, exclusive technology, and monotype of new products or equipment. In social sciences, experiment and development activities refer to the process of converting the knowledge from basic or applied researches in to feasible programs (including conduct of demonstration projects for assessment and evaluation). There are no experiment and development activities in the science of humanities. This indicator reflects the capability of transferring the results of S&T into technique and products, which is the materialized measurement of S&T pushing forward the economic and social development.
R&D Personnel refer to persons engaged in research, management and supporting activities of R&D, including persons in the project teams, persons engaged in the management of S&T activities of enterprises and sup porting staff providing direct service to the research projects. This indicator reflects the size of personnel engaged in R&D activities with independent intellectual property.
Full-time Equivalent of R&D Personnel refers to the sum of the full-time persons and the full-time equivalent of part time persons converted by workload. For instance, if there are 2full-time persons and 3 part time workers (20%, 30% and 70%of working hours respectively on R&D activities), the full-time equivalent is 2+0.2+0.3+0.7=3.2 person-years. This is an internationally comp arable indicator of input of personnel in S&T activities.
Professional and Technical Personnel refer to persons engaged in professional and technical work or in the management of professional and technical activities, i.e., people with professional or technical posit ions who are engaged in professional and technical work or in the management of professional and technical activities, and people without professional or technical positions but are working on professional or technical posts. They include professionals and technicians working in 17 categories of technical occupations including engineering, agriculture, scientific researches, medical service, teaching, economic research and application, accounting, statistics, translation, libraries, archives, cultural and museum service, journalism and publication, lawyers, notarization service, radio and television broadcasting, handicraft and fine arts, sports, performing art, and political workers in enterprises. This indicator reflects the condition of human resources in S&T.
Patent is an abbreviation for the patent right and refers to the exclusive right of ownership by the inventors or designers for the creation or inventions, given from the patent offices after due process of assessment and approval in accordance wit h the Patent Law. Patents are grant ed for inventions, utility model sand designs. This indicator reflects the achievements of S&T and design with in dependent intellectual property.
Inventions refer to the new technical proposals to the products or methods or their modifications. This is universal core Indicator reflecting the technologies with independent intellectual property.
Utility Models refer to t he practical and new technical proposals on the shape and structure of the product or the combination of both. This indicator reflects the condition of technological results with certain technical content.
Designs refer to the aesthetics and industrially applicable new designs for the shape, pattern and color of the product, or their combinations. This indicator reflects the appearance design achievements with independent intellectual property.
Regular Institutions of Higher Learning refer to educational establishments set up according to the government evaluation and approval procedures, enrolling graduates from senior secondary schools and providing higher education courses and training for senior professionals. They include full-time universities, colleges, high professional schools, high professional vocational schools and others.Universities and colleges are mainly providing undergraduate courses; those high professional schools and high professional vocational schools are mainly providing professional trainings; and others refer to educational establishments, which hare responsible for enrolling students but not covered in the total number of schools, including: branch schools of universities and colleges, and universities and colleges that have been proved and prepared to construct.
Institutions of Higher Learning for Adults refer to educational establishments, set up in line with relevant rules approved by the government, enrolling staff and workers wit h senior secondary school or equivalent education, and providing higher education
courses in many forms of correspondence, spare time, or full time for adults. Professionals thus trained receive a qualification equivalent to graduates studying regular courses at regular universities, colleges and professional colleges. Institutions of higher learning for adults include schools of high education for staff and workers, schools of high education for peasants, colleges for management cadres, pedagogical colleges, independent correspondence colleges, Radio and TV universities and other educational establishments. Other educational establishments are responsible for enrolling adult students but not covered in the number of schools.
Enrollment Rate of Primary School Age Children refers to the proportion of school age children enrolled at schools to the total number of school age children both in and outside schools (including retarded children, but excluding blind, deaf and mute children ). The formula is:
Enrollment Rate of Primary School-age Children = (Total Primary School-age
Children at Schools/Total Primary School-age Children Both at and